Presenters: Geoffrey Perusse, Mark Diamond

Geoffrey Perusse counsels businesses in connection with private capital raising, private fund formation, investment activities, securities regulation and compliance matters. Geoff represents sponsors and managers of private funds across asset classes, including real estate, private equity, debt, venture capital and hedge funds, with respect to the structuring, formation and operation of the funds, including regulatory and compliance matters arising under the Investment Advisers Act of 1940, the Securities Act of 1933, and the Investment Company Act of 1940. Read more.

Mark Diamond has been practicing corporate and securities law for over 30 years. His practice focuses on two areas:  private investment funds and broker-dealer regulatory and compliance issues. After 10 years in private practice with Coudert Brothers, an international law firm (and predecessor firms), where he specialized in corporate finance and merger and acquisition transactions, Mr. Diamond became in-house counsel and compliance officer for major Wall Street firms, including Lehman Brothers, Deutsche Bank, Wasserstein Perella, and Robertson Stephens. While at Lehman Brothers and Deutsche Bank, Mr. Diamond spent five years in Hong Kong as legal counsel for Asian Matters and, at Deutsche Bank, as a member of the equity derivatives structuring group. Read more.

CLE credits: These programs are approved by the CA State Bar for 1 hour of CLE credit for each course. NY bar members are also eligible for 1 CLE credit per course through NY’s Approved Jurisdiction Policy. Most other states also recognize CA accredited courses. If you would like credit in any other state, please check your local state bar’s regulations.

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