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Entries tagged “Top 10 Things You Should Tell Your Startup Client”

Update on Department of Labor Fiduciary Rule and Regulatory Relief for Smaller VC Funds

im-report March 15, 2019

On March 15, 2018, the Fifth Circuit Court of Appeals vacated the Department of Labor’s (“DOL’s”) Fiduciary Rule, holding in a 2-1 decision that the DOL exceeded its regulatory authority in passing the rule. The decision struck down the new fiduciary advice definition and denied the attorneys-general of California, New York, and Oregon, as well…

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Update on Department of Labor Fiduciary Rule and Regulatory Relief for Smaller VC Funds

insights March 15, 2019

On March 15, 2018, the Fifth Circuit Court of Appeals vacated the Department of Labor’s (“DOL’s”) Fiduciary Rule, holding in a 2-1 decision that the DOL exceeded its regulatory authority in passing the rule. The decision struck down the new fiduciary advice definition and denied the attorneys-general of California, New York, and Oregon, as well…

Continue Reading…