Entries tagged “investment law”
Let the Fundraising Begin: SEC Harmonizes and Improves its Exempt Offering Framework
insights Debbie A. Klis · November 6, 2020
On November 2, 2020, the Securities and Exchange Commission (“SEC”) voted to amend and simplify its rules governing private-offering exemptions under the Securities Act of 1933 (the “Securities Act”) to promote capital formation (the “Amendments”).[1] The SEC release included discussion of their intent to remain true to the key components of their mission, namely investor…
Finding Your Fortune – SEC’s Proposal To Allow Non-Registered Finders
insights Carl Sherer · November 2, 2020
The US Securities and Exchange Commission proposes to establish a new limited and conditional exemption from the broker registration requirements for natural persons engaging in certain limited capital-raising activities on behalf of issuers seeking to raise funds from accredited investors. If adopted, the proposed exemption will allow natural persons to engage in certain limited activities involving accredited investors…
New ESG-Related Regulatory Obligations for Private Funds
insights Debbie A. Klis · September 23, 2020
The consideration of environmental, social and governance factors alongside financial factors in the investment decision-making process are increasingly popular ways for investors to evaluate companies and funds in which they may choose to invest. According to the most recent report from US SIF Foundation, investors held $11.6 trillion in assets chosen according to ESG criteria…
“Real Estate Private Equity Investments: Types of Structures” featured in Lexis/Nexis by Debbie Klis
insights Debbie A. Klis · June 15, 2020
This practice note discusses the various private equity investment structures available to investors seeking to invest in real estate in the United States. Investors may select a direct or indirect ownership structure of their investment, which owns a single or multiple properties in a single asset class or multiple classes. There is a myriad of…
Rimon Law Welcomes Private Fund Attorney Geoffrey Perusse as Partner in its San Francisco Office
news Geoffrey Perusse · November 27, 2018
San Francisco- Expanding its Private Fund and Securities Advisor team, Rimon Law welcomes Geoffrey Perusse as a Partner on their Financial Services team in the firm’s San Francisco and Lake Tahoe offices. Mr. Perusse’s practice focuses on private fund formation, investment activities, securities regulation and compliance matters. He regularly represents sponsors and managers of private funds across various asset…