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Registered Investment Adviser Compliance Update

insights Registered Investment Adviser Compliance Update Mark Diamond · Registered Investment Adviser Compliance Update Benjamin Douglas · Registered Investment Adviser Compliance Update Geoffrey Perusse · March 15, 2019

The SEC’s Division of Enforcement has indicated that one of its focuses for 2018 was on retail investors. This focus has translated into increasing number of cases involving investment advisers. According to the Enforcement Division’s recently published reports, cases involving investment advisers and investment companies were the second largest group of actions in the last…

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Rimon’s New Financial Services Partner, Geoffrey Perusse, Featured in The Recorder and Law360

news Rimon’s New Financial Services Partner, Geoffrey Perusse, Featured in The Recorder and Law360 Geoffrey Perusse · December 18, 2018

Rimon’s new Financial Services Partner, Geoffrey Perusse, was featured by The Recorder and Law360. Perusse was most recently the chair of VLP Law Group’s private funds and investment management practice. He has joined Rimon’s financial services team as a partner in its San Francisco and Lake Tahoe offices. Perusse said he was particularly attracted to Rimon’s “innovative organizational structure,” which he says will…

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Rimon Law Welcomes Private Fund Attorney Geoffrey Perusse as Partner in its San Francisco Office

news Rimon Law Welcomes Private Fund Attorney Geoffrey Perusse as Partner in its San Francisco Office Geoffrey Perusse · November 27, 2018

San Francisco- Expanding its Private Fund and Securities Advisor team, Rimon Law welcomes Geoffrey Perusse as a Partner on their Financial Services team in the firm’s San Francisco and Lake Tahoe offices. Mr. Perusse’s practice focuses on private fund formation, investment activities, securities regulation and compliance matters. He regularly represents sponsors and managers of private funds across various asset…

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