Commodity Futures Trading Commission (CFTC) Rule 4.7 Amendment
CFTC Doubles the 4.7 Portfolio Requirement for CPOs and CTAs On September 12, 2024, the Commodity Futures Trading Commission (CFTC) published a Final Rule amending the CFTC Regulation 4.7 requirements for commodity pool operators (CPOs) and commodity trading advisors (CTAs). Regulation 4.7 – colloquially referred to as “registration light” – affords reduced disclosure, reporting, and…

